Theories of Liability & Common Defenses
Plaintiff's Theories of Liability
Professional NegligenceMICRA Standard of Care
A medical professional is liable for deviation from the standard of care applicable to practitioners in the same or similar circumstances. The standard is established through expert testimony from a qualified physician in the same specialty. MICRA (CCP § 340.5) imposes a three-year / one-year limitations period and its own procedural requirements distinct from ordinary negligence.
Informed Consent ViolationCobbs v. Grant (1972)
Cobbs v. Grant (1972) 8 Cal.3d 229 established that a physician must disclose all information material to a patient's decision about proposed treatment, including risks, alternatives, and the consequences of non-treatment. Breach occurs when the physician withholds information a reasonable patient would have considered material to the decision, and the undisclosed risk in fact caused harm.
Res Ipsa LoquiturEvid. Code § 646
When the nature of the injury permits an inference of negligence without direct evidence of breach — a surgical instrument left inside the patient, an operation on the wrong body part, or burns from a warming device — the doctrine of res ipsa loquitur allows the jury to infer breach. The inference applies when: (1) the event is the kind that does not ordinarily occur without negligence; (2) the instrumentality was in the defendant's exclusive control; and (3) the plaintiff did not voluntarily contribute.
Elder Abuse / EADACPAWelf. & Inst. Code § 15657
In skilled-nursing and long-term care cases, plaintiffs increasingly plead elder abuse under the Elder Abuse and Dependent Adult Civil Protection Act. Section 15657 provides uncapped non-economic damages, attorneys' fees, and pain-and-suffering recovery for the decedent — remedies unavailable under MICRA. The threshold is recklessness (Delaney standard), not ordinary negligence, but this is regularly met in understaffing and pressure-wound cases.
Hospital Vicarious LiabilityMejia v. Community Hospital (2002)
Hospitals can be liable for negligent credentialing of independent-contractor physicians, or under ostensible agency where the patient reasonably believed the treating physician was a hospital employee. Mejia v. Community Hospital of San Bernardino (2002) 99 Cal.App.4th 1448 holds that a hospital's right to control a physician's work — even under an independent-contractor label — can establish actual agency and full vicarious liability.
Medical Device Products LiabilityStrict Liability; 21 U.S.C. § 360k
Defective medical devices — implants, surgical instruments, drug delivery systems — can generate strict products liability claims alongside malpractice claims against the implanting physician. Federal preemption under 21 U.S.C. § 360k bars parallel state-law claims against FDA-approved Class III devices, but express and implied preemption are vigorously contested and courts often allow manufacturing-defect claims to proceed.
Common Defense Theories
MICRA Non-Economic CapMICRA; AB 35 (2023)
AB 35 replaced the static $250,000 non-economic cap with a phased schedule. As of 2026, the cap for non-wrongful-death claims is $350,000; for wrongful death claims it is $500,000. The caps increase by $40,000 per year for non-WD and $50,000 per year for WD claims through 2033, then adjust for inflation. Defense counsel use this cap as the primary leverage point in settlement negotiations.
Standard of Care DefenseExpert Medical Testimony
The defendant presents one or more qualified physicians who opine that the treatment rendered conformed to the standard of care, and/or that an alternative approach would not have changed the outcome. The quality of the defense expert — their qualifications, experience, and trial demeanor — is often the decisive factor in verdict direction and settlement value.
90-Day Notice FailureCCP § 364
California requires a plaintiff to serve a 90-day notice of intent to sue on each prospective defendant before filing a medical malpractice action. Failure to comply with § 364 is a complete procedural bar. The notice tolls the statute of limitations for 90 days; the complicated interaction between § 364 and the limitations period under § 340.5 has produced significant appellate litigation and still generates trap-door dismissals.
Causation DefensesAlternative Causation; Pre-Existing Condition
The defense will argue that the alleged negligence did not cause the patient's harm — either because the bad outcome would have occurred regardless (the underlying disease, not the treatment, caused the harm), or because a pre-existing condition was the proximate cause. Defense experts map the natural history of the underlying condition and distinguish it from any treatment-related complication.
Comparative Fault of PatientLi v. Yellow Cab; MICRA
Patient non-compliance — failure to follow post-operative instructions, missing follow-up appointments, concealing medication use or medical history — can support a comparative fault reduction even in medical malpractice cases. California's pure comparative fault system applies; the plaintiff's recovery is reduced (not eliminated) by the percentage of fault attributed to the patient.
Federal Preemption21 U.S.C. § 360k; Riegel v. Medtronic
Riegel v. Medtronic (2008) 552 U.S. 312 held that federal preemption bars state tort claims that impose requirements different from or in addition to those the FDA imposed on an approved Class III device. Defendants deploy preemption on a motion to dismiss in any case involving an approved Class III device, often disposing of design-defect and failure-to-warn claims while manufacturing-defect claims may survive.
This analysis is for informational purposes only and does not constitute legal advice. Consult qualified counsel for advice specific to your situation. Attorney advertising.
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